Marguerite Kay (whistle-blower) Reinstated and Immediately Suspended

by Carol Bernstein

The outstanding, internationally respected physician/scientist Marguerite Kay, MD, Regent’s Professor at the UA, is a classic whistle-blower who received severe reprisals. Eighteen prominent scientists from around the world wrote to the Board of Regents or to the President of the UA, extolling her excellence as a scientist and expressing various levels of shock at what most of them characterized as, essentially, a nightmare of unjustified reprisals visited upon her.

There were two articles in 1999 in the major science journal "Science" (circulation to 143,000 scientists in the United States), and three articles in the "Chronicle of Higher Education" on her case.

Dr. Kay is an innovative researcher into diseases of aging, including Alzheimer’s disease. She brought in $4.6 million in research grant funding to the UA in 8 years. In 1998 she received the prestigious designation of "Diplomat of the American Academy of Anti-Aging Medicine." As pointed out by many of the scientists writing about her situation, her important original observations on the protective effects of vitamin E on the nervous system have been confirmed by numerous independent studies in top journals such as the New England Journal of Medicine.

As a whistle-blower, she reported to the Provost of the university, the designated university official for whistle-blowing complaints, on abuse of authority in double charging Federal grants. She also made whistle-blowing reports to legislators on gross waste of monies, consisting of $23,000 improper billing by the UA to the VA Hospital for work that was never performed.

The UA administration then accused Dr. Kay of wrongdoing and set up a hearing. While the hearing panel made a finding of misconduct, Judge Stephen C. Villarreal of the Arizona Superior Court ruled, Dec. 6, 1999, that the hearing procedure was illegal. Thus, there was never a legitimate finding of wrongdoing against Dr. Kay.

The campus-wide elected ombudsman committee at the UA, the "Committee of Eleven," passed the following resolution on April 14, 2000, and presented it to UA President Peter Likins and the Faculty Senate.

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"We urge immediate and complete reinstatement of Regents Professor Marguerite Kay as Professor in the Department of Microbiology and Immunology, so that she can resume her full teaching and research activities, which were judged outstanding by her Department in its ABOR-mandated annual review for the period 1995-98.

"We base our recommendation on the following considerations: On 23 April 1997 then Vice-president Michael Cusanovich wrote to Dr. Kay that ‘allegations of research fraud or data fabrication against [her] have not been substantiated’ in University Committee on Ethics and Commitments investigations. Subsequently, two panels of the Committee on Academic Freedom and Tenure pursued allegations of scientific misconduct, and, on the basis of one of the committees’ recommendations, Dr. Kay was dismissed from the University in July 1998. On 7 December 1999, however, Judge Stephen Villarreal of the Superior Court ruled that in the dismissal of Dr. Kay the University’s ‘actions were arbitrary and capricious and it breached the contract provision in the [University’s] policies.’ Furthermore, following a decision by the State Supreme [Court], judge Villarreal ruled that the University ‘violated [Dr. Kay’s] rights when it denied her statutory rights under ARS 42-1062 in the Committee on Academic Freedom and Tenure hearing.’

"We conclude, therefore, that immediate restoration with a clean slate is in the best interests of Dr. Kay, the College of Medicine, and the University."

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However, the UA administration is thus far continuing on its course of reprisals. UA President Peter Likins, in an e-mail message dated Feb. 4, 2000, announced: "The

University now intends to follow the appropriate process in accordance with the decision of the Pima County Superior Court. Pending resolution of these proceedings, Dr. Kay is restored to her former status." However, the same day, Pres. Likins forbade Dr. Kay to be physically present on the UA campus and placed her on suspension with pay, based on the illegal findings that led to her illegal dismissal. This action, itself, violates the University Handbook for Appointed Personnel policy which states: "suspension shall not occur until the faculty member has been given an opportunity for any applicable hearing as prescribed in ABOR-PM 6-201" and ABOR-PM 6-201 states "the decision to place a faculty member on leave with pay may be made only after the faculty member has been provided an opportunity to respond to the allegations." Further, inconsistent with Likins’ announcement in February, Dr. Kay did not receive a regular paycheck, with amounts going into her retirement account and set aside for health insurance, until after these irregularities were brought to the attention of members of the state legislature, in April. The banishment from campus, and suspension from research and teaching have not been removed.